Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
144 advisors
Number of Clients
6,977 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$7.0B

Fee Structure

Hourly Rate:Up to $500/hr

Asset-based advisory fees are negotiable, with a maximum of 2.5%. Fees are billed quarterly, deducted directly from the client's account. Financial planning fees are also negotiable, either hourly (up to $500/hour) or as a flat fee. Clients are responsible for brokerage commissions, administrative transaction charges, and other related costs. IARs may assess a fee to cover ticket or transactional fees.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
Loading...

Advisor Information

Office location

579 Main Street, Bolton, MA, 01740

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2021
Closed-No Action
Other Business Activities

Adriana is dual registered with Bolton Global Asset Management, an SEC registered IA Firm, as an Investment Advisor.

Employment History
Current Registrations
Bolton Global Asset Management
December 2022 - Present · 3 yrs 1 mo
Bolton Global CapitalBroker
August 2021 - Present · 4 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC Broker
April 2019 - August 2021 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLC
April 2019 - August 2021 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2014 - April 2019 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 2014 - April 2019 · 4 yrs 7 mos
Bolton Global Asset Management
December 2013 - September 2014 · 9 mos
Bolton Securities Corporation Broker
September 2013 - September 2014 · 1 yr
Bolton Global CapitalBroker
September 2013 - August 2014 · 11 mos
RBC Capital Markets, LLC
September 2011 - October 2013 · 2 yrs 1 mo
RBC Capital Markets, LLC Broker
April 2011 - October 2013 · 2 yrs 6 mos
Hapoalim Securities Usa, INC.Broker
November 2010 - April 2011 · 5 mos
State Registrations3 states
FLNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adriana M Perez - Financial Advisor | AdvisorDiscover