AL
CFA

Adam Bartlett Lotz

13 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2267 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI charges an annualized, fixed asset-based fee of up to 2%. This fee is negotiable based on various factors. This fee covers CGMI's services, clearing firm charges, and compensation to the client's financial advisor. Clients also pay a separate fee to the investment managers selected to manage their assets, ranging from 0.10% to 0.60% annually, depending on the asset class and investment style. These investment manager fees are not negotiable and are subject to change. Additional fees may apply for other services like wire transfers and account transfers.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

Citi Private Bank, 300 South Grand Avenue, 31st Floor, Suite 3130, Los Angeles, CA, 90071

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Citigroup Global Markets INC.
September 2021 - Present · 4 yrs 4 mos
Citigroup Global Markets INC.
September 2021 - Present · 4 yrs 4 mos
Citi Private Alternatives, LLC
September 2021 - Present · 4 yrs 4 mos
Citigroup Global Markets INC. Broker
September 2021 - Present · 4 yrs 4 mos
Citi Private Alternatives, LLCBroker
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2017 - August 2021 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
June 2017 - August 2021 · 4 yrs 2 mos
UBS Financial Services INC.
September 2011 - June 2016 · 4 yrs 9 mos
UBS Financial Services INC. Broker
July 2011 - June 2016 · 4 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Bartlett Lotz - Financial Advisor | AdvisorDiscover