BW

Brian Christopher Way

13 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
49 advisors
Number of Clients
139 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

Fees for Institutional Advisory Services are generally subject to negotiation. USI Securities may receive compensation from the Program Sponsor selected by the Institutional Client, who calculates and deducts fees directly from client accounts. Some scenarios may involve the implementation of a minimum fee/charge, which will be specified in the Investment Advisory Agreement. The advisory fees will be prorated for the number of days in which the accounts were open in the event of contract termination.

Areas of Practice
Retirement Planning
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Advisor Information

Office location

1001 Galaxy Way, Ste 300, Concord, CA, 94520

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Usi Securities, INC.
January 2024 - Present · 2 yrs
Usi Securities, INC. Broker
January 2023 - Present · 3 yrs
Previous Registrations
Mutual of America Securities LLCBroker
September 2015 - December 2022 · 7 yrs 3 mos
Mutual of America Life Insurance Company Broker
September 2015 - October 2020 · 5 yrs 1 mo
Northwestern Mutual Investment Services,llc
March 2014 - September 2015 · 1 yr 6 mos
Northwestern Mutual Investment Services, LLC Broker
October 2011 - September 2015 · 3 yrs 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.