Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on assets under management, with a maximum of 2.50%, and are negotiable. Financial planning fees range from $50 to $750 per hour (up to $20,000 annually) or a fixed fee up to $20,000, depending on complexity. ERISA plan service fees are negotiable, based on assets, hourly rates (up to $300/hour), or fixed fees (up to $100,000). Clients may pay transaction charges for trade execution. There may be other fees and charges imposed by third parties.
Areas of Practice
Advisor Information
Office location
Southington, CT
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adrian is a captain and owner of a charter fishing boat, starting in May 2025. This activity, which is not investment-related, takes about half of his time, primarily on weekends.