AL

Alesha Lynn Lozano

11 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
672 advisors
Number of Clients
66,488 clients
Average Client Portfolio
$544K average
Assets Under Management
$36.2B

Fee Structure

D.A. Davidson offers wrap fee programs where clients pay an annual fee based on the market value of assets in the client’s account for advisory and most trading execution services. The wrap fee covers investment advice, portfolio management, transaction execution, custody, account servicing, reporting, monitoring, rebalancing, and other services. It also covers fees paid to investment managers, the Davidson platform fee, and D.A. Davidson’s costs for administering the Program.

Areas of Practice
Investment Management
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Advisor Information

Office location

601 W. Main Ave, Suite 1300, Spokane, WA, 99201

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
March 2023 - Present · 2 yrs 10 mos
D.A. Davidson & CO.
March 2023 - Present · 2 yrs 10 mos
D.A. Davidson & CO. Broker
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
December 2017 - March 2023 · 5 yrs 3 mos
UBS Financial Services INC. Broker
June 2014 - March 2023 · 8 yrs 9 mos
State Registrations23 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.