AM

Andrew Merchant

12 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
231 advisors
Number of Clients
19,012 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$30.1B

Fee Structure

Prime Capital Financial offers various fee structures depending on the service. Asset management fees are charged either as part of a wrap fee program (advisory and transaction costs combined) or on a transaction-based pricing model (advisory fees plus separate transaction costs). They also offer financial planning and business consulting services, the fees for which are not detailed in this brochure. Minimum investment amounts are required, but the specific amount is not stated in this brochure.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness Owners
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Advisor Information

Office location

6201 College Blvd., Suite #150, Overland Park, KS, 66211

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is an insurance agent selling life, long-term care, and Medicare insurance products, dedicating about 10-20% of his time. He also sells fixed insurance products through Prime Capital Risk Management and owns The Hub Consulting Group, providing operational and membership engagement services to a non-profit private club a few hours per week.

Employment History
Current Registrations
Prime Capital Financial
March 2020 - Present · 5 yrs 10 mos
Previous Registrations
Visionpoint Advisory Group
August 2017 - March 2020 · 2 yrs 7 mos
LPL Financial LLC Broker
August 2017 - April 2020 · 2 yrs 8 mos
Fintegra, LLCBroker
October 2013 - September 2015 · 1 yr 11 mos
Fintegra, LLC
October 2013 - September 2015 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - September 2013 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 2011 - September 2013 · 2 yrs
State Registrations2 states
KSTX
Advisor
Exams
No exam information available for this advisor.
Andrew Merchant - Financial Advisor | AdvisorDiscover