Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Calton charges investment advisory fees for portfolio management services based on a percentage of assets in clients’ accounts, up to 2.60%. These fees may be negotiable. Financial planning services are offered for a flat fixed or hourly fee, also negotiable. Additional administrative fees of up to $40 per quarter may be charged in both wrap and non-wrap, investment advisory fee-based programs. Certain clients may be charged for portfolio investment performance by Calton under specific terms in the Investment Advisory Agreement, pursuant to a performance-based fee schedule.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation PlanningEstate PlanningInsurance Planning
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Advisor Information

Office location

7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX, 78735

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Regulatory History (14)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2018
Final
Financial
September 2018
Final
Financial
July 2018
Final
Financial
March 2018
Final
Financial
December 2017
Final
Financial
October 2017
Final
Financial
June 2017
Final
Financial
May 2017
Final
Financial
March 2017
Final
Financial
February 2017
Final
Financial
February 2017
Final
Financial
February 2017
Final
Financial
October 2016
Final
Financial
July 2016
Final
Other Business ActivitiesSells Insurance

Amy is a licensed real estate agent, a partner in a divorce advice and mediation business, and a partner/life insurance agent at Forefront Insurance Partners. She also works as a registered representative with Calton & Associates, Inc. and is an officer at Woman in Confidence.

Employment History
Current Registrations
Calton & Associates, INC. Broker
March 2023 - Present · 2 yrs 10 mos
Forefront
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Calton & Associates, INC.
May 2020 - March 2022 · 1 yr 10 mos
Calton & Associates, INC. Broker
May 2020 - January 2023 · 2 yrs 8 mos
Calton & Associates, INC.
May 2020 - May 2020 · 0 mos
Ifp Securities, LLCBroker
May 2019 - May 2020 · 1 yr
Independent Financial Partners
October 2015 - May 2020 · 4 yrs 7 mos
LPL Financial LLC Broker
May 2014 - May 2019 · 5 yrs
LPL Financial LLC
May 2014 - September 2016 · 2 yrs 4 mos
Eagle Strategies LLC
March 2014 - May 2014 · 2 mos
Nylife Securities LLCBroker
February 2012 - May 2014 · 2 yrs 3 mos
State Registrations8 states
AKAZCAFLIANJNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.