Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
12486 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Financial Planning:Investment management only

Ameriprise Financial Services offers managed accounts with an ongoing asset-based fee. This fee covers investment advisory services. SPS Advisor accounts also have an Investments and Infrastructure Support Fee. Investment costs related to underlying investments are separate. Additional transaction-related fees may also apply. The asset-based fee is comprised of an Advisory Fee, a Platform Fee, and a Manager Fee. AEIS may receive Third Party Payments from investment costs.

Areas of Practice
Investment Management
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Advisor Information

Office location

5960 Berkshire Ln Ste 1200, Dallas, TX, 75225

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2018 - Present · 7 yrs 2 mos
Ameriprise Financial Services, LLC
November 2018 - Present · 7 yrs 2 mos
Ameriprise Financial Services, LLC Broker
November 2018 - Present · 7 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
May 2012 - November 2018 · 6 yrs 6 mos
UBS Financial Services INC. Broker
April 2012 - November 2018 · 6 yrs 7 mos
State Registrations27 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.