PT
CFA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
148 clients
Average Client Portfolio
$21.8M average
Assets Under Management
$3.2B
Fee Structure
Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.80% |
| $5M+ | 0.60% |
Fees are negotiable at the discretion of Raub Brock.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$1,000 - $5,000
Hourly Rate:Up to $300/hr
Raub Brock charges a fee based on a percentage of the market value of investments. For financial planning services, they charge a fixed fee between $1,000 and $5,000, based on complexity. Hourly consultations may be offered at $300 per hour. Fees are negotiable at Raub Brock's discretion.
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningInsurance PlanningEstate PlanningHigh Net Worth
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Advisor Information
Office location
700 Larkspur Landing Circle, Suite 240, Larkspur, CA, 94939
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raub Brock Capital Management, LP
April 2024 - Present · 1 yr 9 mos
Previous Registrations
RBC Capital Markets, LLC Broker
November 2015 - June 2017 · 1 yr 7 mos
RBC Capital Markets, LLC Broker
July 2015 - September 2015 · 2 mos
Stifel, Nicolaus & Company, Incorporated Broker
August 2014 - May 2015 · 9 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.