Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 0.50% |
Clients enrolled in the Institutional Intelligent Portfolios™ program generally pay an annual fee of 0.35% of assets under management, while Non-SIIP Clients generally pay 0.50% annually. All fees are negotiable.
Fee Estimator
Clients enrolled in the Institutional Intelligent Portfolios™ program generally pay an annual fee of 0.35% of assets under management, while Non-SIIP Clients generally pay 0.50% annually. Fees are billed quarterly in arrears based on the average daily balance. All fees are negotiable. Financial planning services are available for an additional fee, with terms and costs defined in writing before services begin. The minimum investment required to open an account in the Program is generally $5,000. The minimum account balance to enroll in the tax-loss harvesting feature is $50,000.
Areas of Practice
Advisor Information
Office location
1420 5th Ave, Suite 3150, Seattle, WA, 98101
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Erik is a board member of the CAIA Society's Seattle Chapter, dedicating minimal time to organizing investment-related educational events since 2017. He also serves as Treasurer of the Board of Directors for FinAbility, a non-profit organization, spending minimal time reviewing and approving budgets since April 2022.