CG

Connie Crystal Gorczyca

11 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
63 advisors
Number of Clients
3,823 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$7.1B

Fee Structure

Financial Planning:Investment management only

The client will pay an annual advisory fee that includes fees and expenses for investment advisory, custodial, clearing, and other services provided under the program, as well as all brokerage commissions and associated transaction costs. The advisory fee for the Personal Bond Strategy is a fixed, non-tiered rate of 0.70%.

Areas of Practice
Investment Management
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Advisor Information

Office location

200 Park Avenue, New York, NY, 10166

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Connie discusses banking, credit, and lending services provided by BNY Mellon Wealth Management.

Employment History
Current Registrations
Bny Mellon Securities Corporation Broker
March 2019 - Present · 6 yrs 10 mos
Bny Mellon Securities Corporation
March 2019 - Present · 6 yrs 10 mos
Bny Mellon Securities Corporation
March 2019 - Present · 6 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2017 - August 2018 · 8 mos
Wells Fargo Clearing Services, LLC Broker
December 2017 - August 2018 · 8 mos
Morgan Stanley
July 2016 - June 2017 · 11 mos
Morgan Stanley Broker
July 2016 - June 2017 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2013 - February 2016 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 2012 - February 2016 · 3 yrs 2 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.