Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Swan charges a negotiable asset-based fee ranging from 0.50% to 1.25% per year, based on the amount invested. Fees may vary based on the size of the investment account. Sub-advised clients have fees negotiated between their advisor and Swan, generally within a similar range. The firm's minimum account size is $250,000, but this may be waived at the firm's discretion.
Areas of Practice
Advisor Information
Office location
4350 W. Cypress St, Suite 725, Tampa, FL, 33607
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chris is a limited partner with OHC Advisors, LLC, a private real estate venture building a senior assisted living facility, since June 2021. He has no day-to-day activities and spends no time on this investment.