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Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
367 clients
Average Client Portfolio
$563K average
Assets Under Management
$206.6M
Fee Structure
Minimum Investment:$80K
Financial Plan Fee:$1,500 - $5,000
Hourly Rate:$150 - $500/hr
Investment supervisory fees are negotiable, ranging up to a maximum of 1.85% annually. Financial planning fees range from $1,500 to $5,000 per plan, or $150 to $500 per hour. There is an $80,000 account minimum, but this may be waived. Clients are responsible for third-party fees.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
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Advisor Information
Office location
311 E Chicago Street, Suite 210, Milwaukee, WI, 53202
Get directionsRegulatory History (2)
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Regulatory
November 2012Final
Criminal
July 2010Final Disposition
Other Business ActivitiesSells Insurance
Todd is an independent insurance agent for Transcend Insurance Group, selling insurance products including annuities, dedicating a few hours per week. He also works as a bookkeeper and provides tax preparation services for Expert Tax Solutions (about half his time) and is a property manager through OBS Property Services (minimal time).
Employment History
Current Registrations
Transcend Advisor Group, LLC
March 2021 - Present · 4 yrs 10 mos
Previous Registrations
Principal Securities, INC.
February 2020 - March 2021 · 1 yr 1 mo
Principal Securities, INC. Broker
January 2020 - March 2021 · 1 yr 2 mos
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.