Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
275 advisors
Number of Clients
15,632 clients
Average Client Portfolio
$628K average
Assets Under Management
$9.8B

Fee Structure

Prospera Financial Services offers a variety of advisory programs, each with its own fee structure. These programs include Summit Advisory Program, Summit RBC Advisory Program, Summit Schwab Advisory Program, Summit-OP Advisory Program, Prospera Financial Planning Program, PFS Models Program, Advisor as Portfolio Manager (APM) Program, Separately Managed Account (SMA) Program, Unified Managed Account (UMA) Program, Private Investment Management (PIM) Program, Asset Advisor Program, Private Advisor Network (Network), CustomChoice, FundSource and Pathways Program. Fees vary depending on the program selected and the services provided. Financial planning services are available for a separate charge.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

5429 Lbj Freeway, Suite 750, Dallas, TX, 75240

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2016
Final
Employment History
Current Registrations
Prospera Financial Services, INC.
May 2025 - Present · 8 mos
Prospera Financial Services, INC. Broker
May 2025 - Present · 8 mos
Previous Registrations
Cutter & Company, INC.
May 2023 - May 2025 · 2 yrs
Cutter & Company, INC. Broker
May 2022 - May 2025 · 3 yrs
State Registrations1 state
MO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.