Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $300K | 1.50% |
| $300K - $600K | 1.30% |
| $600K - $1.2M | 1.10% |
| $1.2M - $2.4M | 1.00% |
| $2.4M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.80% |
Assets over $10,000,000 negotiable. Using the previous tier's fee percentage for the negotiable tier.
Fee Estimator
Investment management fees range from 0.5% to 1.5% per year of assets under management. Fees are billed quarterly, based on the assets under management as of the last day of the previous calendar quarter. Lower fees may be negotiated for friends, family, and clients beneficial to the business, or for reduced scope of services. Investment consulting services are provided for no additional fee to investment management clients. For clients who opt not to engage for asset management, the hourly fee is $500.
Areas of Practice
Advisor Information
Office location
11900 NE 1st Street, Suite 300-3037, Bellevue, WA, 98005
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cory sells life and health insurance products when suitable for clients, starting in 2013. This activity takes minimal time.