Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $35.0M | 0.50% |
| $35M+ | 0.50% |
Fees negotiable for accounts above $35,000,000.
Fee Estimator
Investment management fees are based on a percentage of assets under management. For equity portfolios, the annual fee is 1.00% up to $5,000,000, 0.75% for $5,000,000-$10,000,000, and 0.50% for $10,000,000-$35,000,000. Fees are negotiable above $35,000,000. Fixed-income only portfolios have a 0.15% fee up to $35,000,000, negotiable above that. Financial planning services are included. The fee schedule above includes only SWA’s investment management fees. Any investment management fees charged by the Independent Manager(s) will be separate and distinct from SWA’s fees.
Areas of Practice
Advisor Information
Office location
5200 South Highland Drive, Suite 203, Holladay, UT, 84117
Get directionsRegulatory History
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