KC

Kelly James Collins

10 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
5 advisors
Number of Clients
112 clients
Average Client Portfolio
$36.1M average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:$10M
Financial Planning:Included in AUM fee

Yale Capital Corp. charges a percentage of assets under management. All fees are subject to negotiation and can range from 0% to 1.5% of assets under management, per household, depending on the amount of work and attention involved in managing the account. The firm may also serve as a general partner for client-related limited partnerships, which can result in YCC charging the client-related partnerships outside of this range.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

6475 1st Ave South, St. Petersburg, FL, 33707

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Yale Capital CORP.
April 2023 - Present · 2 yrs 9 mos
Previous Registrations
Transamerica Financial Advisors, INC.
August 2019 - April 2023 · 3 yrs 8 mos
Transamerica Financial Advisors, INC Broker
August 2019 - April 2023 · 3 yrs 8 mos
Transamerica Retirement Advisors, LLC
February 2018 - August 2019 · 1 yr 6 mos
Transamerica Investors Securities CorporationBroker
December 2017 - August 2019 · 1 yr 8 mos
Allstate Financial Services, LLCBroker
April 2017 - August 2017 · 4 mos
Key Investment Services LLC Broker
September 2016 - March 2017 · 6 mos
LPL Financial LLC Broker
June 2015 - September 2016 · 1 yr 3 mos
First Investors CorporationBroker
October 2013 - November 2013 · 1 mo
State Registrations4 states
CAFLPRTX
Advisor
Exams
No exam information available for this advisor.
Kelly James Collins - Financial Advisor | AdvisorDiscover