James W Anadon

Caitlin John, LLC

11 Years of Experience

View SEC Summary

Firm Information

Caitlin John, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

20 advisors

Number of Clients

733 clients

Average Client Portfolio

$250K average

Assets Under Management

$183.4M

Fee Structure

Minimum Investment:$250K

The firm's fees are based on the Investment Management Agreement. The Caitlin John Wrapped Program fees do not exceed 2.48%, and Non-wrap fees do not exceed 3.00%. Fees may be tiered, tapered, or fixed. IARs can negotiate fees based on complexity and service level. There is a $2.92 monthly technology fee for all Non-wrap fee structures. The firm sets an account minimum of $250,000, which may be waived by the IAR.

View Full Brochure on SEC

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

Advisor Information

Office location

Reedley, CA

Get directions

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.