Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| $0K - $500K | 2.00% |
| $500K - $1.0M | 1.35% |
| $1.0M - $1.5M | 1.20% |
| $1.5M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees negotiable for accounts over $5 million.
Fee Estimator
The annual fee for investment management is based on a percentage of assets managed. For accounts over $5 million, fees are negotiable. Financial planning fees are generally included in the investment advisory fee. However, the firm may charge an hourly or fixed fee for stand-alone financial planning services. A minimum of $250,000 of assets under management is generally required to establish a client relationship, but this is negotiable.
Areas of Practice
Advisor Information
Office location
100 Smith Ranch Road, Suite 110, San Rafael, CA, 94903
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew is a full-time employee of The Putney Financial Group, Registered Investment Advisers. He also works under Portsmouth Financial Services dba.