Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $750K | 1.55% |
| $750K - $2.0M | 1.35% |
| $2.0M - $5.0M | 1.05% |
| $5.0M - $10.0M | 0.85% |
| $10.0M - $30.0M | 0.60% |
| $30M+ | 0.50% |
Fees are generally negotiable.
Fee Estimator
Portfolio management fees are based on a percentage of assets under management, ranging from 1.55% on the first $750,000 to 0.50% for assets over $30,000,001. Initial fixed fees for creating financial plans range from $1,050 to $14,000, with ongoing updates costing between $450 and $6,500. Hourly fees for financial planning services range from $200 to $525. There is no stated minimum investment amount.
Areas of Practice
Advisor Information
Office location
199 Broad Street, Red Bank, NJ, 07701
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a registered representative/investment advisor representative at Smallwood Wealth Management, dedicating full-time hours to providing financial services. He is also an insurance agent at Smallwood Associates, spending about half his time providing insurance services, and the president of Philadelphia-Whitemarsh Rugby Club, spending minimal time on administrative work.