AR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
216 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M
Fee Structure
Minimum Investment:$5K
Financial Plan Fee:$385
There is no additional fee charged for the nondiscretionary investment advice and recommendations, except for financial planning services. Financial planning services are provided for a subscription fee of $385 annually or $35 monthly. A minimum of $5,000 is required to initially invest in SimpleInvest, and a balance of at least $1,000 must be maintained in each account.
Areas of Practice
Financial Planning & CoachingRetirement Planning
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Advisor Information
Office location
Gastonia, NC
Get directionsRegulatory History (1)
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Criminal
July 2006Final Disposition
Other Business Activities
Aaron works as a Retirement Consultant and in Advice, Education & Sales for Principal, offering investment advice and selling bank deposit products. Both roles are investment-related and take up nearly all of Aaron's time.
Employment History
Current Registrations
Principal Advised Services
May 2024 - Present · 1 yr 8 mos
Principal Securities, INC.
March 2021 - Present · 4 yrs 10 mos
Principal Securities, INC. Broker
March 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC Broker
September 2015 - March 2021 · 5 yrs 6 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.