Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.40% |
| $500K - $750K | 1.30% |
| $750K+ | 1.10% |
Fee Estimator
You'll pay an annual fee based on the value of your account. The fee is 1.50% on the first $250,000, 1.40% on the next $250,000, 1.30% on the next $250,000, and 1.10% thereafter. There is a minimum quarterly fee of $500 for accounts with an Investment Objective of Total Return, Income Oriented, Socially Conscious and Tax Aware. For an account with an Investment Objective of EnFocus ™, the minimum quarterly fee is $250. For a Companion Account with an Investment Objective of EnFocus ™, the minimum quarterly fee is $75. The W&S Wealth Solutions Fee is charged to your account each quarter, in advance.
Areas of Practice
Advisor Information
Office location
4230 State Route 306, Suite 300, Willoughby, OH, 44094
Get directionsRegulatory History (3)
Customer Dispute
April 2025Customer Dispute
December 2024Employment Separation After Allegations
March 2016Other Business ActivitiesSells Insurance
Gareth is a full-time sales agent for Western Southern Life and a partner in The Roundtable Building, LLC, a real estate/rental income venture. He also co-owns ECG Entertainment LLC (a professional wrestling training school) and Exodus Pro Apparel, and volunteers with Team IBB, All Choices Matter, and Emerging Leaders of United Way Lake County.