Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | N/A |
| $1.0M - $5.0M | 0.65% |
| $5M+ | 0.45% |
The standard annual minimum fee for Wealth Management is $7,200 calculated on a rolling 12-month period from the effective date of the agreement but can be adjusted on a case by case basis.
Fee Estimator
For wealth management, you'll pay an annual fee based on your portfolio size. The minimum annual fee is $7,200, but this can be adjusted on a case-by-case basis. Financial planning fees are fixed and depend on the service provided; for example, stock option exercise planning is $1,800 for a 3-month engagement. Ad hoc financial planning engagements are negotiable.
Areas of Practice
Advisor Information
Office location
43 W 23rd Street, Fl 2, New York, NY, 10010
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is the owner of Klingler Investments, LLC, formed in 2019 for dealing with real estate, stocks, bonds, and other securities. He spends minimal time on this activity, and it does not occur during business hours.