Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

TCW charges investment management fees generally computed as a percentage of the market value of assets under management. Fees are typically billed quarterly in arrears, though some are billed monthly. The investment management fee is subject to modification, reduction, and/or waiver, both voluntarily and on a negotiated basis. Minimum account sizes apply, varying by strategy. Wrap program clients should refer to their sponsor's disclosure brochure for fee information.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

515 South Flower Street, Los Angeles, CA, 90071

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ivan owns GTO Capital and Consulting, a consulting firm, and dedicates about 10-20% of his time to it. His duties include management consulting, strategic advisory, and business development.

Employment History
Current Registrations
Tcw Funds Distributors LLC
March 2022 - Present · 3 yrs 10 mos
Tcw Investment Management Company LLC
March 2022 - Present · 3 yrs 10 mos
Tcw Funds Distributors LLCBroker
March 2022 - Present · 3 yrs 10 mos
Previous Registrations
Guggenheim Partners Investment Management, LLC
October 2017 - August 2021 · 3 yrs 10 mos
Guggenheim Funds Distributors, LLC Broker
October 2017 - August 2021 · 3 yrs 10 mos
Wedbush Securities INC.
May 2017 - September 2017 · 4 mos
Wedbush Securities INC. Broker
March 2017 - September 2017 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.