MF
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
20 clients
Average Client Portfolio
$506.5M average
Assets Under Management
$10.1B
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Advisor Information
Office location
140 East 45th Street, Suite 15B, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Catalyst Capital Advisors LLC
December 2023 - Present · 2 yrs 1 mo
Alt Fund Distributors LLCBroker
July 2023 - Present · 2 yrs 6 mos
Previous Registrations
Bny Mellon Securities Corporation
March 2019 - December 2022 · 3 yrs 9 mos
Bny Mellon Securities Corporation Broker
February 2019 - December 2022 · 3 yrs 10 mos
Morgan Stanley
August 2016 - February 2019 · 2 yrs 6 mos
Morgan Stanley Broker
June 2016 - February 2019 · 2 yrs 8 mos
Spire Securities, LLCBroker
March 2016 - March 2016 · 0 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.