Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
54 advisors
Number of Clients
2,599 clients
Average Client Portfolio
$661K average
Assets Under Management
$1.7B

Fee Structure

Hourly Rate:$150 - $1,000/hr

Ashton Thomas charges an annual fee based on a percentage of assets under management for investment advisory services. These fees may include financial planning and consulting services if requested. Stand-alone financial planning and consulting fees range from $150 to $1,000 per hour, depending on the service and professional involved. Clients in wrap fee programs may encounter additional non-billed expenses from mutual funds and ETFs. There is no mention of a minimum AUM fee or minimum investment amount.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance Planning
Loading...

Advisor Information

Office location

580 California Street, Suite 700, San Francisco, CA, 94104

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 1998
Final Disposition
Other Business Activities

Caleb works as an investment portfolio analyst at Ashton Thomas Private Wealth, LLC. This investment-related activity takes nearly all of Caleb's time.

Employment History
Current Registrations
Ashton Thomas Securities, LLC Broker
January 2025 - Present · 1 yr
Ashton Thomas Private Wealth
January 2025 - Present · 1 yr
Previous Registrations
Wells Fargo Advisors
January 2017 - January 2025 · 8 yrs
Wells Fargo Clearing Services, LLC Broker
November 2016 - January 2025 · 8 yrs 2 mos
State Registrations41 states
ARCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMIMNMOMSMTNCNDNJNVNYOHORPARISCSDTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.