PD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
318 clients
Average Client Portfolio
$458K average
Assets Under Management
$145.6M
Fee Structure
Minimum Investment:None
Financial Plan Fee:$250 - $10,000
Wellington charges up to 2.00% annually on assets under management, subject to negotiation. Fees are payable quarterly, either in advance or arrears. Financial planning fees range from $250 to $10,000 and are negotiable and nonrefundable. There is no account minimum.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
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Advisor Information
Office location
9000 Keystone Crossing, Suite 400, Indianapolis, IN, 46240
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wellington Wealth Strategies, LLC
January 2025 - Present · 1 yr
The Wellington Grp LLC
October 2024 - Present · 1 yr 3 mos
Previous Registrations
Wellington Wealth Strategies, LLC
September 2023 - December 2024 · 1 yr 3 mos
Cetera Investment Services LLCBroker
November 2021 - January 2023 · 1 yr 2 mos
Key Investment Services LLC Broker
November 2017 - March 2021 · 3 yrs 4 mos
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.