Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
38 advisors
Number of Clients
221 clients
Average Client Portfolio
$845K average
Assets Under Management
$186.8M

Fee Structure

Minimum Investment:$50K
Hourly Rate:$300/hr

HJSCM charges an advisory fee based on assets under management, billed quarterly in advance unless billing in arrears is selected. The MPP has a minimum account balance of $50,000, but this may be waived. Fees are negotiable and typically range from 1.25% to 2.50% annually. Envestnet charges a $25 flat annual operational fee. Financial planning reports and analyses are billed at $300/hour with a 5-hour minimum, but this fee may be waived.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
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Advisor Information

Office location

115 Wild Basin Road, Suite 115, Austin, TX, 78746

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin Zimmer is an Asset Management Strategist for Herbert J. Sims Capital Management, spending approximately 45% of his time on this business. The filing does not mention any other business activities.

Employment History
Current Registrations
Herbert J. Sims & Co, INC.Broker
April 2022 - Present · 3 yrs 9 mos
Herbert J. Sims Capital Management, INC.
April 2022 - Present · 3 yrs 9 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
November 2021 - April 2022 · 5 mos
Risk Paradigm Group, LLC
January 2021 - August 2021 · 7 mos
Risk Paradigm Group, LLC
June 2018 - December 2020 · 2 yrs 6 mos
State Registrations2 states
CTTX
Advisor
Exams
No exam information available for this advisor.