LC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
13 advisors
Number of Clients
1,125 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.4B
Fee Structure
Minimum Investment:$100K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.20% |
| $100K - $250K | 1.10% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $2.5M | 0.75% |
| $2.5M - $5.0M | 0.70% |
| $5.0M - $7.5M | 0.65% |
| $7.5M - $10.0M | 0.60% |
| $10.0M - $20.0M | 0.55% |
| $20.0M - $30.0M | 0.50% |
| $30.0M - $40.0M | 0.45% |
| $40.0M - $50.0M | 0.40% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.30% |
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$1,000 - $15,000
Hourly Rate:$50 - $300/hr
Regatta Capital Group charges an annual fee based on assets under management, ranging from 0.30% to 1.20%. Financial planning and consulting services are offered on an hourly basis, with fees ranging from $50 to $300 per hour, or for a fixed fee ranging from $1,000 to $15,000. Fees may be negotiable. Retirement plan advisory services are excluded from this summary.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingSocially Responsible InvestingHigh Net Worth
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Advisor Information
Office location
New Vernon, NJ
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Regatta Capital Group, LLC
November 2018 - Present · 7 yrs 2 mos
State Registrations1 state
NJ
Advisor
Exams
No exam information available for this advisor.