Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10088 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$25K

Cetera Investment Advisers offers both wrap and non-wrap fee programs. In a non-wrap fee arrangement, you pay advisory fees and transaction costs separately. In a wrap fee program, you pay a single fee based on a percentage of the account's value, which includes investment adviser services and transaction costs. Fees are negotiable with your advisor. Minimum account opening balances vary by program, often starting at $25,000.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEducation PlanningEstate Planning
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Advisor Information

Office location

501 Park Drive South, Great Falls, MT, 59405

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 4 mos
Cetera Investment Advisers LLC
September 2025 - Present · 4 mos
Avantax Planning Partners, INC.
January 2025 - Present · 1 yr
Previous Registrations
Avantax Advisory Services
January 2025 - September 2025 · 8 mos
Avantax Investment Services, INC.Broker
January 2025 - September 2025 · 8 mos
Benjamin F. Edwards & Company, Incorporated
December 2020 - January 2024 · 3 yrs 1 mo
Benjamin F. Edwards & Company, INC. Broker
September 2020 - January 2024 · 3 yrs 4 mos
Morgan Stanley Broker
June 2020 - September 2020 · 3 mos
State Registrations27 states
AKALAZCACOFLHIIDKYLAMDMIMOMSMTNCNDNMNVOHORSCTXUTWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Mabley - Financial Advisor | AdvisorDiscover