James Richard Carlson

Northland Asset Management

45 Years of Experience

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Firm Information

Northland Asset Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

38 advisors

Number of Clients

785 clients

Average Client Portfolio

$458K average

Assets Under Management

$359.9M

Fee Structure

Financial Planning:Investment management only

Northland Asset Management provides Advisory Research Services for a cash fee. There is no set fee schedule; fees are determined on a negotiated basis and invoiced in arrears. Fees are due upon receipt.

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Areas of Practice

Investment Management

Advisor Information

Office location

2675 N Mayfair Rd, Suite 550, Milwaukee, WI, 53226

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

James is a tournament fisherman, dedicating about 10-20% of his time during the spring and summer. He also serves as an arbitrator with the NASD Board of Arbitration and sells raffle tickets at Milwaukee Bucks games.