Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $15.0M | 0.85% |
| $15.0M - $25.0M | 0.75% |
| $25M+ | 0.50% |
The total minimum annual fee is $10,000. MWM’s maximum annual cumulative Investment Management fee is 1.50%. MWM may have legacy agreements in place via mergers with other firms with fee and service schedules that are different.
Fee Estimator
For wealth management, fees are based on a percentage of assets managed (see table). The total minimum annual fee is $10,000, payable quarterly. The maximum annual cumulative Investment Management fee is 1.50%. Emerging Wealth clients with managed assets under $500,000 will be assessed a $425 flat fee per month. Once assets exceed $500,000, they revert to the standard fee schedule. Financial planning services may be charged on a flat fee basis, determined on a case-by-case basis.
Areas of Practice
Advisor Information
Office location
1111 Chapala Street, 3rd Floor, Santa Barbara, CA, 93101
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alison is a Senior Client Advisor Associate at Mission Wealth Securities, LP, a registered investment advisor, since March 2023. This takes about 10-20% of Alison's time, with half of those hours during trading hours, to assist with the transition of clients to this RIA.