EJ
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
Fee Structure
Financial Planning:Investment management only
Northland Asset Management provides Advisory Research Services for a cash fee. There is no set fee schedule; fees are determined on a negotiated basis and invoiced in arrears. Fees are due upon receipt.
Areas of Practice
Investment Management
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Advisor Information
Office location
2675 N Mayfair Rd, Suite 550, Milwaukee, WI, 53226
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northland Asset Management
April 2009 - Present · 16 yrs 9 mos
Northland Securities, INC. Broker
April 2009 - Present · 16 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
February 2004 - May 2009 · 5 yrs 3 mos
UBS Financial Services INC. Broker
July 1990 - May 2009 · 18 yrs 10 mos
Lehman Brothers INC.Broker
November 1981 - August 1990 · 8 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
August 1980 - November 1981 · 1 yr 3 mos
State Registrations14 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.