Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SIS charges a management fee of up to 1.75% of assets under management annually for discretionary portfolio management. A limited select group of clients may be charged up to 2.0% annually. Fees are billed monthly in arrears. Financial planning services are compensated via hourly fees (minimum $300 per plan) or fixed fees, negotiated in advance. Clients may also incur transaction fees charged by custodians. The firm requires a minimum of $25,000 to open an account, which may be waived.
Areas of Practice
Advisor Information
Office location
30 Tower Lane, Suite 450, Avon, CT, 06001
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Agnieszka sells fixed and health insurance through Scranton Financial Group, dedicating about 10% of her time to this. She also spends nearly full-time as a Client Acquisition Advisor for Scranton Financial Group, recruiting clients for investment advisory and fixed insurance services, and markets fixed insurance and investment advisory services through The Retirement Income Source DBA and Scranton Financial Group, LLC DBA Retirement Income Source SFG, though these marketing activities do not consume any business hours.