WW
CFP

Wade Allan Wallace

6 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
792 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$250K
Hourly Rate:$200 - $300/hr

Regency's annual fees for investment supervisory services range from 0.60% to 1.20% of assets under management. A minimum of $250,000 is required for investment supervisory services and "other" non-continuous portfolio management service. There is a minimum of $1,000,000 of assets under management for retirement plans. Financial planning fees are either hourly ($200 to $300 per hour) or fixed and may be negotiated. Fees may be waived if approved by management.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

1312 W Herndon, Suite 101, Fresno, CA, 93711

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Regency Investment Advisors INC
November 2019 - Present · 6 yrs 2 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.