FJ

Frederick John Joosse

45 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
32 advisors
Number of Clients
901 clients
Average Client Portfolio
$685K average
Assets Under Management
$616.9M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1M+1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Hourly Rate:Up to $350/hr

AIC's fees are negotiable and vary depending on the Affiliate providing services. Asset management fees are based on a percentage of assets under management, either tiered or fixed. Hourly consultation fees can reach up to $350 per hour. Fixed fees may be charged for investment plans and other planning services. The maximum fee for 401(k) plan services is 1% of plan assets annually. Clients may be able to obtain lower fees for similar services from different AIC Affiliates and/or other Registered Investment Advisers. AIC does not impose a minimum account size or minimum fees as a requirement for opening and/or maintaining an account.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

Santa Rosa, CA

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Regulatory History (2)
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Judgment / Lien
July 2017
Judgment / Lien
April 2016
Other Business ActivitiesSells Insurance

Frederick is an independent insurance agent since 1974, selling health, life, and disability insurance. This takes about 10-20% of his time, with minimal time spent during trading hours.

Employment History
Current Registrations
American Investors CO
March 1998 - Present · 27 yrs 10 mos
American Investors Company Broker
December 1993 - Present · 32 yrs 1 mo
Previous Registrations
Sun Investment Services CompanyBroker
October 1987 - December 1993 · 6 yrs 2 mos
Princor Financial Services Corporation Broker
April 1984 - November 1987 · 3 yrs 7 mos
American Investors Company Broker
April 1984 - November 1987 · 3 yrs 7 mos
Judy & Robinson Securities, INCBroker
November 1981 - April 1987 · 5 yrs 5 mos
Blc Equity Services Corporation Broker
November 1980 - April 1982 · 1 yr 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.