Alberto Jose Nunez-garcia

Stephens

5 Years of Experience

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Firm Information

Stephens

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Number of Advisors

243 advisors

Number of Clients

21,683 clients

Average Client Portfolio

$720K average

Assets Under Management

$15.6B

Fee Structure

Stephens offers various wrap fee programs with fees that cover advisory services. Pershing applies markups/markdowns to fixed income transactions, which are in addition to Stephens' advisory fee. The amount of the markup or markdown varies depending on the type of fixed income security and its maturity. Stephens generally pays Sub-Advisors between .25% and .55%.

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Areas of Practice

Investment ManagementRetirement Planning

Advisor Information

Office location

111 Center Street, Little Rock, AR, 72201-3507

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.