Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $3.0M | 1.00% |
| $3M+ | 0.75% |
Our investment management fees for the Legacy Individual Stock Strategies are: Portfolio Value Fee $500,000 – 5,000,000 .75% of entire balance Greater than $5,000,000 .60% of entire balance
Fee Estimator
Investment management fees are based on a percentage of your managed account balance. For standard portfolios, the fee is 1.25% on the first $500,000, 1.00% on balances between $500,001 and $3,000,000, and 0.75% on balances over $3,000,000. For Legacy Individual Stock Strategies, the fee is 0.75% on balances between $500,000 and $5,000,000, and 0.60% on balances over $5,000,000. Financial planning services are offered on an hourly or one-time basis, with comprehensive financial plans starting at $495. Systematic financial advisory and planning services range from $150-$400/month. RetirementTrack 401(k) Management Services have a fee of 0.75% of the balance annually (0.1875% quarterly) with a minimum of $300/year.
Areas of Practice
Advisor Information
Office location
8111 Timberlodge Trail, Dayton, OH, 45458
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christine is an agent for Westminster Financial Agencies, Inc. and associated with Westminster Financial Advisory, Inc., providing financial planning and asset management services for fees. She also sells insurance products from Jackson National, Banner Insurance, Prudential, and MetLife, earning commissions.