Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Subject to a $300 minimum quarterly fee (not to exceed 3% of a client’s assets under management).
Fee Estimator
The advisory fees are negotiable and based on the value and type of assets managed. The annual fee is 2.00% for the first $1,000,000, 1.75% for assets between $1,000,001 and $5,000,000, and 1.50% for assets over $5,000,000. Fees are charged quarterly in advance, subject to a $300 minimum quarterly fee. Clients may also pay a $50 annual custodial fee for IRA accounts. Transaction fees of $20.00 - $40.00 per trade may apply. Due to the quarterly minimum fee, a client's annual fee may exceed 2%.
Areas of Practice
Advisor Information
Office location
900 North Shore Drive Suite 279, Lake Bluff, IL, 60044
Get directionsRegulatory History (6)
Customer Dispute
June 2016Regulatory
May 2002Customer Dispute
March 2001Customer Dispute
September 1999Customer Dispute
July 1998Regulatory
March 1986Other Business ActivitiesSells Insurance
John is the President of Premier Financial Services, providing accounting and tax preparation services, dedicating about 10-20% of his time. He is also an insurance agent selling various insurance products and a co-trustee for his deceased mother's trust account.