DD

David Joseph Dettloff

44 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$50K
Financial Plan Fee:From $500

Moors & Cabot charges management fees based on either a flat percentage or a tiered fee rate schedule applied to the total account value. The specific fee is negotiable, with a minimum rate of 0.5% and a maximum of 1.5%, unless approved by senior management. They also offer financial planning services with fees typically exceeding $500, based on fixed or hourly rates negotiated with the advisor. Fees may be offset by commissions received from implementing planning recommendations.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
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Advisor Information

Office location

999 Vanderbilt Beach Road, Suite 102, Naples, FL, 34108

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2004
Closed-No Action
Customer Dispute
October 1999
Closed-No Action
Employment History
Current Registrations
Moors & Cabot, INC
November 2015 - Present · 10 yrs 2 mos
Moors & Cabot, INC. Broker
October 2015 - Present · 10 yrs 3 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
November 2009 - October 2015 · 5 yrs 11 mos
Robert W. Baird & CO. Incorporated Broker
October 2009 - October 2015 · 6 yrs
Morgan Keegan & Company, INC.
August 2006 - October 2009 · 3 yrs 2 mos
Morgan Keegan & Company, INC.Broker
July 2006 - October 2009 · 3 yrs 3 mos
Morgan Stanley
July 2004 - May 2006 · 1 yr 10 mos
Morgan Stanley Dw INC.Broker
July 2004 - May 2006 · 1 yr 10 mos
UBS Financial Services INC.
July 1992 - July 2004 · 12 yrs
UBS Financial Services INC. Broker
July 1992 - July 2004 · 12 yrs
Dean Witter Reynolds INC.Broker
March 1988 - July 1992 · 4 yrs 4 mos
Shearson Lehman Hutton INC.Broker
February 1988 - April 1988 · 2 mos
E. F. Hutton & Company INCBroker
April 1981 - February 1988 · 6 yrs 10 mos
State Registrations32 states
ALAZCACOCTFLGAIAIDILKYLAMAMDMEMIMOMTNCNJNMNYOHORPASCTNVAVTWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.