Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $3.0M | 1.50% |
| $3.0M - $4.0M | 1.25% |
| $4.0M - $5.0M | 1.13% |
| $5.0M - $12.0M | 1.00% |
| $12.0M - $15.0M | 0.76% |
| $15.0M - $20.0M | 0.68% |
| $20.0M - $25.0M | 0.60% |
| $25M+ | 0.55% |
Maximum annual fee for the first twelve million of Net Assets under management, of one hundred twenty thousand dollars in any contract year.
Fee Estimator
You'll pay an annual fee based on your portfolio size (see rates in table). For context, the first $1,000,000 is billed at 2% (with a $5,000 minimum). The firm generally seeks clients with net assets for management in excess of $250,000. The minimum fee and rate may be reduced for nonprofit organizations or other special situations. Fees are not negotiable.
Areas of Practice
Advisor Information
Office location
51 E Market Street, Corning, NY, 14830
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shawn is the Vice President of Mountain View Real Estate Holdings, Inc., a rental estate business, and authorizes material purchases and sales of properties, dedicating minimal time. Shawn also works part-time as an equipment operator for Kyle M. Twigg's logging and timber harvesting business, spending about 10-20% of his time there.