BS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
136 advisors
Number of Clients
6,406 clients
Average Client Portfolio
$268K average
Assets Under Management
$1.7B
Fee Structure
NFIS Advisory Program fees are calculated as a percentage of assets under management, not exceeding 1.75% annually. Fees are negotiable and may vary based on services provided. A Digital Investor Automated Portfolios product is offered for a fixed fee of $3.50 per month. Tax overlay services are available for an additional fee. Private Wealth Consulting (PWC) services have increased platform fees.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
5780 Fleet Street, Suite 250, Carlsbad, CA, 92008
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Navy Federal Investment Services, LLC
October 2025 - Present · 3 mos
Navy Federal Investment Services, LLC
October 2025 - Present · 3 mos
Navy Federal Investment Services, LLC Broker
October 2025 - Present · 3 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
May 2024 - August 2025 · 1 yr 3 mos
Stifel, Nicolaus & Company, Incorporated Broker
May 2024 - August 2025 · 1 yr 3 mos
Sprott Asset Management USA INC.
February 2022 - April 2024 · 2 yrs 2 mos
Sprott Global Resource Investments LtdBroker
June 2021 - April 2024 · 2 yrs 10 mos
State Registrations10 states
CACOFLGAHIMDNCTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.