DC

Dennis Russell Colavito

44 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Plan Fee:$500 - $1,000

PKS Advisory Services charges fixed fees for financial planning and consulting, generally ranging from $500 to $1,000. Investment management services are charged an annual fee based on a percentage of assets under management, up to 2.75%. The annual fee varies depending on the market value of assets, the type of services, and the experience of the advisor. Clients also incur additional fees charged by third parties such as broker-dealers and custodians.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & Coaching
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Advisor Information

Office location

80 State Street, Albany, NY, 12207

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Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2001
Settled
Customer Dispute
September 1998
Settled
Customer Dispute
August 1997
Denied
Regulatory
August 1988
Final
Employment Separation After Allegations
November 1984
Other Business Activities

Dennis is a registered investment advisor representative at PKS Advisory. This activity is investment-related.

Employment History
Current Registrations
Pks Advisory Services, LLC
October 2006 - Present · 19 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
June 1997 - Present · 28 yrs 7 mos
Previous Registrations
Painewebber Incorporated Broker
May 1994 - June 1997 · 3 yrs 1 mo
Dean Witter Reynolds INC.Broker
July 1988 - April 1994 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 1984 - May 1988 · 3 yrs 5 mos
Painewebber Incorporated Broker
March 1982 - December 1984 · 2 yrs 9 mos
Marsan Securities Co., INC.Broker
March 1982 - April 1982 · 1 mo
Success Securities INC.Broker
November 1981 - November 1982 · 1 yr
Ross, Stebbins INC.Broker
June 1981 - October 1981 · 4 mos
State Registrations5 states
AZFLMANYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.