BS
CFA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2 advisors
Number of Clients
69 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$76.7M
Fee Structure
Financial Planning:Investment management only
Fees for advising Funds and ETFs are determined by the fee agreement between Exceed and the Fund or ETF. Fees for advising SMAs are negotiable and are targeted at between 25 and 125 basis points (0.25% and 1.25%) annually. SMA clients are also responsible for all custodial fees, execution costs, and transaction fees, including commissions.
Areas of Practice
Investment Management
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Advisor Information
Office location
79 Madison Ave., 3rd Floor, New York, NY, 10016
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Exceed Advisory LLC
February 2025 - Present · 11 mos
Previous Registrations
Exceed Advisory LLC
February 2023 - December 2023 · 10 mos
Exceed Advisory LLC
October 2022 - December 2022 · 2 mos
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.