LP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
408 clients
Average Client Portfolio
$471K average
Assets Under Management
$192.3M
Fee Structure
Minimum Investment:None
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.20% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$3,300
For portfolio management, fees are based on a percentage of your assets under management (AUM). Financial planning fees are a fixed rate of $3300 for a comprehensive plan, plus an annual $550 fee. Clients are responsible for paying third-party fees such as custodian and brokerage fees. There is no account minimum.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
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Advisor Information
Office location
7160 Rafael Rivera Way, Suite 220, Las Vegas, NV, 89113
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Whalen Financial
February 2025 - Present · 11 mos
State Registrations1 state
NV
Advisor
Exams
No exam information available for this advisor.