Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
There is no additional fee charged for the nondiscretionary investment advice and recommendations, except for financial planning services. Financial planning services are provided for a subscription fee of $385 annually or $35 monthly. A minimum of $5,000 is required to initially invest in SimpleInvest, and a balance of at least $1,000 must be maintained in each account.
Areas of Practice
Advisor Information
Office location
401 McCullough Dr Ste 200, Charlotte, NC, 28262
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alex works full-time as a Retirement Consultant for Principal Advised Services, offering investment advice to retirement plan participants. Alex also holds a full-time position as AVP - Advice, Education & Sales for Principal Bank, with accountability for sales of bank deposit products.