AG
CFP

Allen Cruce Garner

50 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
357 advisors
Number of Clients
17,567 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$27.7B

Fee Structure

Fees for advisory services are generally calculated as a percentage of the total market value of managed assets, not to exceed 2.75%. Fees are negotiated individually, considering portfolio complexity and assets under management. Clients may participate in a wrap fee program. Financial planning services are offered on an hourly or fixed-fee basis, negotiated individually. Additional client fees may apply, such as custodial fees and transaction charges.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingEducation Planning
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Advisor Information

Office location

651 Perimeter Center, Suite 215, Lexington, KY, 40517

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Denied
Other Business Activities

Allen is a partner in Fields to Forest, LLC, focused on tree planting and maintenance. He also advises St. Peter's Episcopal Church and the Episcopal Diocese of Lexington on their endowment funds, dedicating a few hours per week to each.

Employment History
Current Registrations
Sanctuary Advisors, LLC
January 2024 - Present · 2 yrs
Sanctuary Securities, INC.Broker
January 2024 - Present · 2 yrs
Previous Registrations
UBS Financial Services INC.
September 2007 - February 2024 · 16 yrs 5 mos
UBS Financial Services INC. Broker
September 2007 - February 2024 · 16 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1995 - October 2007 · 12 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 1978 - October 2007 · 29 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
March 1975 - September 1978 · 3 yrs 6 mos
State Registrations9 states
ALFLKYNYPASCTNTXWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.