Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.70% |
Fees are negotiable.
Fee Estimator
Asset management fees are based on a percentage of your portfolio's value, billed quarterly in advance. Financial planning and consulting are charged hourly ($250/hour) or as a flat fee (up to $10,000), both of which are negotiable. A retainer of 50% is required for financial planning and consulting, not exceeding $1,200 if services aren't rendered within six months. Clients also incur transaction fees charged by their custodian.
Areas of Practice
Advisor Information
Office location
2333 San Ramon Valley Blvd., 200, San Ramon, CA, 94583
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Henry is a registered representative at Prosperity Financial Group, Inc. since 2000, focusing on sales. He also engages in independent insurance sales since 1990, dedicating a few hours per week, and owns rental property since 2014.