Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.3M | 1.05% |
| $1.3M - $2.8M | 0.93% |
| $2.8M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.82% |
| $10M+ | 0.71% |
Account balances are aggregated based on household ID to determine appropriate discounts. Assets in accounts not being charged a fee will not be aggregated.
Fee Estimator
You'll pay a quarterly fee based on your portfolio's average daily balance. There's a minimum annual fee of $2,500 ($625 per quarter), which may be considered excessive for smaller accounts. You may also pay transaction fees if you select a non-wrap account. For third-party manager programs, Arlen Capital charges a separate fee, and you'll also pay fees to the third-party manager.
Areas of Practice
Advisor Information
Office location
117 Metro Center Boulevard, Suite 2006, Warwick, RI, 02886
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is a co-trustee, owner of Arlen Capital LLC (where he works full-time as an investment advisor), Arlen Corporation (selling non-variable life insurance), and Arlen Realty (owning the office condo for Arlen Corporation). He also has power of attorney for his aunt, managing her finances.