Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
123 advisors
Number of Clients
5,849 clients
Average Client Portfolio
$289K average
Assets Under Management
$1.7B

Fee Structure

A.G.P. charges fees based on a percentage of assets under management, which are negotiable and range up to 3%. These fees are payable quarterly in advance. Financial planning services are charged on an hourly basis. A.G.P. also sponsors a Wrap Fee Program with fees ranging up to 2%.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

Fountain Square, 2700 N. Military Trail, Suite 230, Boca Raton, FL, 33431

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2023
Settled
Financial
July 2020
Final
Employment History
Current Registrations
A.G.P. / Alliance Global Partners
January 2020 - Present · 6 yrs
A.G.P / Alliance Global Partners
January 2020 - Present · 6 yrs
A.G.P. / Alliance Global Partners Broker
January 2020 - Present · 6 yrs
Previous Registrations
Aegis Capital CORP. Broker
May 2014 - January 2020 · 5 yrs 8 mos
Aegis Capital CORP.
May 2014 - January 2020 · 5 yrs 8 mos
Westport Resources Management INC
August 2012 - June 2014 · 1 yr 10 mos
Westport Resources Investment Services, INC.Broker
August 2012 - June 2014 · 1 yr 10 mos
Morgan Stanley Smith Barney LLC
December 2010 - September 2012 · 1 yr 9 mos
Morgan Stanley Smith Barney Broker
October 2010 - September 2012 · 1 yr 11 mos
Robert Thomas Securities, INCBroker
May 1996 - April 1998 · 1 yr 11 mos
Smith Barney INC. Broker
July 1993 - June 1996 · 2 yrs 11 mos
Lehman Brothers INC.Broker
November 1992 - July 1993 · 8 mos
State Registrations5 states
CTFLMENYOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Barry A Mills - Financial Advisor | AdvisorDiscover